# PRIVACY POLICY

## WHAT DOES THE PACIFIC FINANCIAL GROUP, INC (“TPFG”), PACIFIC FINANCIAL GROUP, LLC (“PFG”) AND PROTOOLS, LLC (“RP”) DO WITH YOUR INFORMATION?

| Why? | Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. |
| --- | --- |
| What? | The types of personal information we collect and share depend on the product or service you have with us. This information can include: |
| Social Security numbers and Federal Tax Identification numbers |  |
| Account Numbers, account balances, and transaction information |  |
| Name, address, and employment information |  |
| How? | All financial companies need to share customer's personal information to run their everyday business. In the section below, we list reasons financial companies can share their customer's personal information; the reasons TPFG/PFG/RP chooses to share; and whether you can limit this sharing. |

| REASONS WE CAN SHARE YOUR PERSONAL INFORMATION | DOES TPFG/PFG/RP SHARE? | CAN YOU LIMIT THIS SHARING? |
| --- | --- | --- |
| For our everyday business purpose- Such as to process your transactions, maintain your account(s), respond to court order and legal investigations, or report to credit bureaus | YES | NO |
| For our marketing purposes- To offer our products and services to you | NO | N/A |
| For joint marketing with other financial companies | NO | N/A |
| For our affiliates' everyday business purposes- Information about your transactions and experiences | YES | NO |
| For our affiliate's everyday business purposes- Information about your creditworthiness | YES | NO |
| For non-affiliates to market to you | NO | N/A |

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## WHO WE ARE

| WHO WE ARE |  |
| --- | --- |
| Who is providing this notice? | The Pacific Financial Group, Inc. (“TPFG”), Pacific Financial Group, LLC (“PFG”), and ProTools, LLC (“RP”) |
| WHAT WE DO |  |
| How does TPFG/PFG/RP protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. |
| How does TPFG/PFG/RP collect my personal information? | We collect your personal information, for example, when you open an account or deposit/withdraw funds |
| Why can't I limit all sharing? | Federal law gives you the right to limit only |
| • Sharing for affiliates' everyday business purposes – information about your credit worthiness |  |
| • Affiliates from using your information to market to you |  |
| • Sharing for non-affiliates to market to you |  |
| State laws and individual companies may give you additional rights to limit sharing. |  |

## DEFINITIONS

| Affiliates | Companies related by common ownership or control. They can be financial and non-financial companies. |
| • TPFG, PFG, and RP are affiliated and may be provided with information about a client's transactions |  |
| Non-affiliates | Companies not related by common ownership or control. They can be financial and non-financial companies. |
| • TPFG, PFG, and RP do not share with non-affiliates so they can market to you |  |
| Joint Marketing | A formal agreement between non-affiliated financial companies that together market financial products or services to you. |
| • TPFG, PFG, and RP only shares with your current investment adviser |  |